Non-School of Medicine Fellowship Proposal Development Routing Form (PDRF)

Scroll through the steps below for guidance on how to initiate and complete a Non-School of Medicine Fellowship Proposal PDRF, or use the quick links below to view guidance on a specific PDRF page.

• Initiate a New Non-SoM Fellowship Proposal PDRF
• PDRF Screen Navigation
• Fellow & Project Location
• Admin & Sponsor Details
• Budget Questions
• Budget Details
• Project Questions
• Attachments
• Approvers & Comments
• Emails

• Review for Completeness & Routing  
   

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Initiate a New Non-SoM Fellowship Proposal PDRF

• Log into the Stanford Electronic Research Administration system at https://sera.stanford.edu/ with your SUNet ID and password
• Depending on your SeRA access, the right side of your SeRA home (landing) page displays either a…
• Start Proposal teal button.  Click here, and then select PDRF from the drop-down menu  
   

OR

• Start PDRF teal button.  Click here  
   

• Select the Fellowship Agreement Type from the drop-down menu options  
   

A. If a Cayuse application has not been created for this proposal, click No, or bypass the question entirely (as No is a default answer). Click Start

NOTE: Cayuse Proposals (S2S) is the system-to-system solution Stanford uses to prepare and submit federal applications to the Grants.gov portal

B. If a Cayuse application has already been created for this proposal, click Yes. Enter the Cayuse Proposal ID. 

• Refer to the Linking a Cayuse Proposal to a PDRF guide for complete linking instructions.  Click Start

NOTE: If a proposal will be created in Cayuse for this submission, but has not yet been started, you may click No at this time, proceed with starting the PDRF, and later link the Cayuse proposal to the PDRF once the proposal is created in Cayuse 

PDRF Screen Navigation

NOTE: Located at the top LEFT of your screen and the top RIGHT of your screen, you can expand/compress the respective left-hand and right-hand navigation menus 

Left-hand Navigation Menu (LHN):

• Home – Takes you back to your SeRA home page
• SPO - ###### - Takes you to the SPO level/Project Summary page of the SeRA record
• Proposal (P#) – Takes you to the Proposal Summary page for this proposal
• PR###### – Takes you the transaction home screen of this PDRF
• Transaction Home – Takes you the transaction home screen of this PDRF
• PI & Project Location 🡪 Approvers & Comments – You can move between the pages of the PDRF by utilizing this left-hand navigation (LHN) menu or by clicking on the Previous or Next buttons located at the bottom right of your screen on each page of the PD

• Emails – You can send an email to SeRA (with some added “tags” in the subject line), and the SeRA system will automatically attach your email (and any attachments in the email) to the appropriate project or agreement in SeRA

Right-hand Navigation Menus (RHM):

Actions:

• Save – Saves your work
• Reassign – Laterally moves the PDRF i.e., to another department research administrator- DO NOT use this to assign a PDRF to your Institutional Official
• Review for Completeness – View Project Comments (number in parenthesis reflect number of comments)
• Submit for Approval – Routes PDRF for approvals
• Terminate – Terminates PDRF transaction

NOTE: Before routing a PDRF, SeRA will always auto check for completeness.  If any required information is missing, you will be notified and required to complete the requisite fields before the PDRF will route successfully.

Quick Links:

•  View PDRF – View a PDF summary of the PDRF
• Add Project Comments – Add comments that are visible on the front page of the SPO record.  Anyone with SPO access will be able to view project comments.
• View Project Comments (number in parenthesis reflect number of comments)
• Add Attachments – Allows user to add attachments directly to the PDRF level of the SeRA SPO record of the project
• View Project Attachments – Allows user to see all SPO record attachments for this project
• View Related SPO/ RRA (number in parenthesis reflect number of Related SPO/ Research Related Agreements)

Fellow Project Location

• In the Fellow field, key in the first 3 letters of the PI’s SUNet ID or name to populate and select from the name list.  
  • Searching and selecting by SUNet ID is highly recommended

• Once a Fellow is selected, their contact email will display in addition to a quick link to their StanfordWho information

• Select the Fellow Status (Predoctoral, Postdoctoral, Prospective, Other)

• Registered at Stanford University, select Yes or No from pick-list

• Select appropriate Citizenship status

• In the Faculty Mentor field, key in the first 3 letters of the Faculty Mentor’s last name or SUNet ID to populate and select from the name list
  • Searching and selecting by SUNet ID is highly recommended

• In the Project Location section, click Add Location button to Select Location Type

• A Location dialogue box will open

• For the first location, the system will default to Yes as the Primary location of the project
• Select the Location Type from the drop-down menu
  • If you select Stanford Office/Lab, enter the relevant Building and Room
    • You can reference the Stanford Campus Map if you are unsure of the specific building name

  NOTE: For projects with multiple locations, you can repeat the above to enter additional locations

NOTE: If your building is not listed, select Non-Stanford Location and list the building in the free text field

• The page will refresh with the location that was added
• Make edits as necessary by clicking the Edit (pencil) or Delete (garbage can) icons

Admin Sponsor Details

Administrative Details

• All fields are required except the Proposal Nickname

• For Project Activities, as needed, refer to RPH 13.2 Categories of Sponsored Projects
  • For On Campus / Off campus determinations, as needed, refer to RPH 15.1 Facilities and Administrative (Indirect Cost) and Fringe Benefits Rates
• For Proposal Title, enter proposal title
• Proposal Nickname is optional
• For Department Lab/Institute Submitting Proposal, enter the department where work will be conducted

Project Contacts

• In the Department Contact field, key in the first 3 letters of the contact’s SUNet ID to populate and select from the name list
• In the Department PTA Setup Contact field, key in the first 3 letters of the contact’s SUNet ID to populate and select from the name list

Sponsor Details

• Search and select the correct Sponsor/ Entity
  • If you cannot find your sponsor/entity, submit a SeRA Help Ticket to have the sponsor/ entity added to the SeRA sponsor/ entity table.   

• Limited Submission - Indicate (Y/N) if the funding opportunity limits the number of applications that can be submitted from an institution. Not Sure? Please refer to the Limited Submissions FAQ for assistance.

NOTE:  The Office of the Vice Provost and Dean of Research (VPDoR) coordinates the review and selection of applicants and nominees for university-wide limited submission programs.

• If Yes, approved investigators must attach a copy of their Office of the Vice Provost and Dean of Research (VPDoR) approval letter.
• Contact limitedsubmissions@stanford.edu with any questions about university-wide limited submission programs or the internal application process
• Limited submission programs with a clinical or biomedical research focus are facilitated by the Research Management Group on behalf of the School of Medicine, additional information is available here. Please contact rmg_communications@stanford.edu if you have questions regarding clinical or biomedical programs
• Indicate (Y/N) if there is a sponsor deadline
• If Yes, enter the sponsor deadline date, time, and relevant time zone.  The PDRF will calculate the Internal Deadline = the date by which the complete proposal must be received by 9am by the relevant institutional official to be considered on time.  As needed, refer to Stanford’s Internal Proposal Deadline Policy 

NOTE: Calculated dates account for business days but NOT Stanford holidays. 

• Select the appropriate submission method from the dropdown menu
• If the submission method will be paper or email [by your Institutional Official] provide the requisite sponsor contact name & contact information

• If you linked a Cayuse proposal to the PDRF at the Start Transaction screen, the submission method will be auto-selected to be Cayuse, and you will see the link to the relevant Cayuse proposal. 
  • This link can be refreshed at any point during the PDRF process to pull into the PDRF edits made in Cayuse by using the Refresh button.  Refer to the Linking a Cayuse Proposal to a PDRF guide for complete instructions

• If you did NOT link a Cayuse proposal to the PDRF at the Start Transaction screen and would like to do so now, select Cayuse from the Submission Method drop down list. 
  • A Link Cayuse Application button will appear.  Click on it to initiate the link.  Refer to the Linking a Cayuse Proposal to a PDRF guide for complete instructions

• Indicate (Y/N) if this proposal is in response to a solicitation (e.g., Program Announcement, RFP, BAA, FOA etc.)
  • If yes, enter opportunity #, copy/paste URL, or attach guidelines (Category: Program Guidelines, Subcategory: Program Guidelines).
• You can also attach the guidelines by using the attach guidelines link

NOTE: If you use the attach guidelines link, (such as in each corresponding section), the Category/ Subcategory will default for you.To manually attach documents outside of this hyperlink, use attachment Category: Program Guidelines; Subcategory: Program Guidelines

• Indicate (Y/N) if the sponsor imposes any restrictions on non-U.S. citizen participation.

NOTE: In accordance with its policy on Openness in Research (RPH 1.4), Stanford does not limit participation in research activities on the basis of citizenship. Please contact either the Office of Sponsored Research or the School of Medicine Research Management Group immediately for review.

• Indicate (Y/N) if the sponsor imposes restrictions on publication or dissemination of research results

NOTE: In accordance with its policy on Openness in Research (RPH 1.4), Stanford does not accept sponsor restrictions against freely publishing or disseminating results or documents generated in the course of the project. Please contact either the Office of Sponsored Research or the School of Medicine Research Management Group immediately for review.

Budget Questions

Budget Information

• Enter the total Amount Requested for this proposal

Indirect Costs (IDC)

• Enter the Requested IDC rate
  • If multiple rates, separate with commas
• Indicate (Y/N) if ISC applies
  • In accordance with Adminstrative Guide Memo 37.3, the Infrastructure Charge(ISC) of 8% is required on non-government sponsored project funds that carry on F&A rate of 0%.
• Please identify the source of ISC for this project.
  • Not sure? Please contact either the Office of Sponsored Research or the School of Medicine Research Management Group.
• Indicate (Y/N) if ISC is included in the proposal budget  (to be paid by Sponsor)
• Indicate (Y/N) if ISC will be covered by a Department or School
  • If YES, provide a non-restricted PTA

Budget Details

• Enter the detailed project budget.  If this project is awarded, information entered here will feed into the subsequent award account/PTA set up.  This page can also be used to validate budgets developed in off-line spreadsheets.
  • For assistance completing this page, refer to the Budget Details User Guide
• Features of the Budget Details page include:
  • Validate calculations of entered budgets
  • Captures investigators proposed effort for Other Support reports
  • Pushes budget figures into PTA setup transactions for new/renewal projects
  • Auto-selection of the applicable Rate Agreement based on the start date of the first budget period
  • Auto-calculation of IDC based on the selected Activity and Rate Agreement
  • Direct link to DoResearch F&A rate page
  • Once PDRF is routed, quick access to a summary budget without downloading an attachment

Project Questions

Compliance Information 

• Indicate (Y/N) if this project involves any of the following at Stanford or subrecipient sites:

Animal Subjects (APLAC)

• If yes, click the Add APLAC button, search and select the appropriate protocol(s), and click Add Protocol

Human Subjects (IRB)

• If yes, click the Add IRB button, search and select the appropriate protocol(s), and click Add Protocol. 
• Additionally, answer
  • Does this study meet the NIH definition of a clinical trial, regardless of funding source?
    • If yes, answer:
      • Is the Stanford Investigator responsible for registering through ClinicalTrials.gov?
  • Will you be enrolling participants outside of the United States?
    • If yes, and if this project is awarded, the project will need insurance coverage through Risk Management
  • Budget & Billing Workbook used for patient care costs?
    • If yes, a billing & budget workbook is required
      • Attach workbook (Category: Detailed Budget & Justification, Subcategory: Budget & Billing Workbook)
  • Will Clinical and Translational Research Unit (CTRU) Services be utilized?
  • Will Lucas Center services be utilized?   
     

•  Cancer Center Research (SRC) (conditional - only shows if Human Subjects are marked yes)
  • If yes, click Add SRC button, and check off the appropriate protocol, then click Add Protocol

Human Stem Cells (SCRO)

• If yes, click Add SCRO button, check off the appropriate protocol, click Add Protocol

​​​​​​​​​​​Biosafety

• The Administrative Panel on Biosafety (APB) is an established institutional biosafety committee that reviews projects involving infectious agents, recombinant DNA (rDNA), and synthetic nucleic acid molecules. The review includes safety protocols regarding the below activities:
  • Safety of subjects, research personnel and the environment when using biohazardous materials and infectious agents
  • Safety protocol while using infectious agents or biohazardous materials
  • Human Gene Transfers
  • Recombinant RNA/DNA
  • If yes, click Add Submitted APB button, check off the appropriate protocol, click Add Protocol

Data/Materials

• ​​​​​​GDPR - Indicate (Y/N) to Will any information (i.e. personal data  ) relating to an identified or identifiable natural person in the European Economic Area (EEA i.e. EU members, Iceland, Liechtenstein and Norway) be:
  • Processed (e.g. collected, recorded, stored, used, analyzed, disclosed, published, aggregated, consulted, or destroyed) in the performance of this work, either within or outside the EEA?
  • Transferred into or out of the EEA? 
  • Questions regarding GDPR? Contact the University Privacy Office (650-725-1828; privacy@stanford.edu )

​​​​​​​​​​​​​​Export Control

• ​​​​​​​Stanford research must comply with US export control regulations and university policies and must be assessed for export license applicability. For guidance refer to the Export Controls Decision Tree and/or contact the VPDoR Export Control Team

​​​​​​​NOTE: Certain Sponsors will trigger an automatic Export Control Review of the proposal, e.g., Department of Defense, DARPA, NASA, etc.

• ​​​​​​​​​​​​​​Indicate (Y/N) if the project involve access to:
  • Third-party technical information or software source code that is disclosure-restricted and/or
  • Items on the US Munitions List (ITAR)?

NOTE: Answering Yes to either of these questions will trigger an Export Control Review of the proposal

• Indicate (Y/N) If the project involves international shipments or hand carries of equipment, components, materials, or third-party software.  Stanford policy requires all international shipments and Stanford-owned or loaned property hand carried abroad to be documented for export control compliance.  Use the Export Controls Decision Tree for property exports and/or see DOR’s Temporary Exports Page for Stanford documentation requirements for items such as Stanford laptops taken on short-term international travel

NOTE: Answering Yes to this question will trigger an FYI for Export Control

International & Global Business

• ​​​​​​​Stanford’s Global Business Services (GBS) provides compliance and operations support for activities abroad including sponsored research activities.  To more effectively serve and support projects which have global infrastructure and regulatory compliance components indicate (Y/N) if there will be any international activity as part of this project, including travel, subawards or the use of resources (e.g., funding, people, equipment, etc.) outside of the United States.  For guidance refer to the Global Activity Guide.
  • If yes, select the applicable countries, and answer the subsequent International Presence and Spending questions

SLAC

• ​​​​​​​The Stanford Linear Accelerator Center (SLAC) National Accelerator Laboratory is a U.S. Department of Energy Office of Science laboratory operated by Stanford University. The use of SLAC resources for research activities requires review and approval by SLAC and Stanford administrative departments.
  • Answer the various questions outlined specifically to SLAC

NOTE: SLAC review will be required prior to proposal submission if personnel that have SLAC affiliation have been added as participants on the project and/or SLAC resources are proposed to be used. If SLAC costs will be incurred, documents must be attached prior to routing for approval. Please ensure LDRD language is included in Budget Justification and enter SLAC approved budget amount into SLAC Costs in Budget Detail section. The SLAC Proposal Advancement Office aims to process all SLAC routed proposals within 48 hours.  Please account for this when routing your proposal to ensure compliance with Stanford's Internal 5 Day Proposal Deadline Policy.  If you have any questions, contact your SLAC Financial Analyst or the SLAC Proposal Advancement Office (paoteam@slac.stanford.edu) for assistance.

COI (Conflicts of Interest)

• ​​​​​​​Investigators and added key personnel are required to declare if they have financial interests that reasonably appear to be related to proposed research. Conflicts of Interest (COI) must be disclosed, reviewed, eliminated or managed prior to conducting research (i.e., accepting the award or completing a JIT)

NOTE: This section is merely to advise you of whether or not there are any current known conflicts

Research Risks

• ​​​​​​​​​​​​​​​​​​​​​Indicate (Y/N) if the project includes cancer related research, use of human blood, body fluids, infectious/biohazardous agents, recombinant DNA molecules, radiological hazards, and/or unmanned flying vehicles

Research Focus

• Select all that apply (required for SoM)

Attachments

• You MUST Attach to the PDRF
  • Program guidelines
  • Full proposal*
    • *For proposals prepared in Cayuse or an external sponsor portal from which your institutional official will review and submit the proposal to the sponsor such as NSF Research.gov, NASA NSPIRES, etc., you do NOT need to attach a print out/PDF of the full proposal here.  For external sponsor portals, as needed, ensure the appropriate access to the proposal has been provided to your institutional official.  Once an institutional official submits a proposal from Cayuse or an external sponsor portal, they will print to PDF the full proposal they submitted and attached that to the PDRF record.
  • Internal Detailed Budget
  • Budget Justification
  • Any other documents that are required by the sponsor, Stanford, and/or will facilitate the review and submission process on the Proposal & Attachments page.  Use this as your electronic filing cabinet for the proposal!
• Use the blue paperclip links to attach your documents as a visual checklist. After each document is uploaded, a green checkmark will be added to each requirement​​​​​

NOTE: SLAC review will be required prior to proposal submission if personnel that have SLAC affiliation have been added as participants on the project and/or SLAC resources are proposed to be used. If SLAC costs will be incurred, documents must be attached prior to routing for approval. Please ensure LDRD language is included in Budget Justification and enter SLAC approved budget amount into SLAC Costs in Budget Detail section. The SLAC Proposal Advancement Office aims to process all SLAC routed proposals within 48 hours.  Please account for this when routing your proposal to ensure compliance with Stanford's Internal 5 Day Proposal Deadline Policy.  If you have any questions, contact your SLAC Financial Analyst or the SLAC Proposal Advancement Office (paoteam@slac.stanford.edu) for assistance.

• ​​​​​​​​​​​​​​Additional attachments than those requested can also be attached from the Attachments screen of the PDRF.
  • Click on Add New Attachment to attach each document.​​​​​​​​​​​​
  • Select a Category from the dropdown menu options.
  • Select a Subcategory from the dropdown menu options.
  • Choose your file location.
  • Enter meaningful Notes to assist in quickly identifying the attachment such as “Internal Budget Final”.
  • Click Attach and repeat previous steps for each additional attachment.​​​​​​​

Attachments Best Practices

Emails

Have you ever saved an email and then uploaded it to a SPO, RRA, or transaction in SeRA?

This process just became easier! Now you can just send an email to SeRA (with some added “tags” in the subject line), and the SeRA system will automatically attach your email (and any attachments in the email) to the appropriate project or agreement in SeRA.

Go directly to Sending Emails to SeRA for further instructions.

Approvers & Comments

• In the Instructions/ Remarks free text section enter any pertinent information for approvers and/or your institutional official
• Approvers - Default approvers for the PI's department are listed in the Approvers section. 
  • Review, add, delete, and update as needed. 
  • Add approvers by searching and selecting names within the Name field. 
  • PDRF approvals will route in the order listed. 
  • Change routing order by clicking Up or Down arrows under Routing Order column

Recommendation: add the Department Contact on the Admin & Sponsor Details page as a department approver. 

• FYIs - Default FYIs for the PI's department will be listed if applicable. A notification will be sent when all approvals are complete.  Review, add, delete, and update as needed.  Add additional FYIs by searching and selecting names from the name field.
• Institutional Organization - As this is a NON-SOM Fellowship PDRF, please select the Office of Sponsored Research

Review for Completeness Routing

• Click on Review for Completeness from the right-hand navigation Actions menu

• Blue hyperlinks for the pages with incomplete required fields will be listed.  Complete all required fields. Once all required fields are complete, route the PDRF for approvals.

• Click the Submit for Approval either at the bottom of the page, or on the right-hand navigation menu

• You will return to your SeRA home page once the PDRF is routed.  The PDRF will no longer be listed among your Action Items
• Monitor the PDRF from My Pipeline

• To view the PDRF routing status, click on the blue PDRF ID# hyperlink, and scroll to the bottom of the Transaction Home page, to Task History

Need further SeRA assistance? Have questions, feedback, or are experiencing other issues? Please submit a HelpSU ticket to the SeRA Support Team and a SeRA Support Analyst will contact you shortly.

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